AML/CFT Supervisors Guidelines

The three AML / CFT supervisors offer excellent support guides to assist your Anti-Money Laundering compliance programme. These may be updated so we suggest you make yourself familiar with your own supervisors Guideline area.

Click to download and view the links below.

Amended Identity Verification Code of Practice 2013

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AML/CFT Risk Asessment Programme Guideline

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Identity Verification Code of Practice – Explanatory Note

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Enhanced Customer Due Diligence Guideline

Customer Due Diligence Fact Sheets

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Customer Due Diligence – Trusts

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Customer Due Diligence – Sole traders & partnerships

Customer Due Diligence – Clubs and Societies

Beneficial Ownership Guideline

Risk Assessment Guideline - section 56 - Updated May 2018

Guideline for audits of risk assessments and AML/CFT programmes

The Department of Internal Affairs - Codes of Practice Guidelines (Accountants & Lawyers)

Designated Business Group – Formation Guideline Updated December 2017

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Annual AML/CFT Report - Version 3 – June 2016

New Zealand Financial Intelligent Unit – National Assessment 2018

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Customer Due Diligence – Companies

Acting on behalf of others

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Customer Due Diligence – Co-operatives

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Interpreting “ordinary course of business” Guideline - Updated in December 2017

Risk Assessment Guideline - section 58 - Updated May 2018

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The Department of Internal Affairs - Sector and National Risk Assessments

Countries Assessment Guideline

Designated Business Group – Scope Guideline Updated December 2017

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Territorial Scope of the AML/CFT Act 2009